Richard Moss is a registered investment advisor at National Wealth Management Group, LLC, based in Indianapolis, IN, with 24 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 1,065 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NWMG offers investment management services where fees are charged as a percentage of your portfolio. The exact fee is determined by the advisor you work with and is based on factors like the complexity of your situation and the amount of assets being managed. Fees are negotiable, but cannot exceed 2.25% annually. Fees are paid quarterly, either in advance or after the quarter ends. There are also various programs sponsored by LPL Financial with maximum annual fees ranging from 1.35% to 2.25%.
Location
9165 Otis Avenue, Suite 243, Indianapolis, IN, 46216
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard operates under the DBA Synergy 360 for his LPL business and provides investment advisory services through National Wealth Management Group, LLC, spending about half his time on the latter. He also has outside employment with Artistic Enterprises and Damar Services Inc, dedicating minimal time to the former and about a quarter of his time to the latter.
Employment History
Current Registrations
National Wealth Management Group, LLC
LPL Financial LLCBroker
Previous Registrations
National Wealth Management Group, LLC
LPL Financial LLC
PNC InvestmentsBroker
PNC Investments
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Sbk-Brooks Investment CORP.Broker
Andes Capital Group, LLCBroker
Chicago Investment Group, LLCBroker
Edward JonesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.