JH
PFS
JH
PFS
Areas of Practice
Business OwnersEstate PlanningFinancial Planning & CoachingHigh Net WorthInvestment ManagementMedical ProfessionalsReal Estate InvestingRetirement PlanningTax Planning
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
520 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$1.4B
Fee Structure
Minimum Investment:$750K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5M+ | 0.50% |
All advisory fees are negotiable. Some clients are billed at a fixed percentage and are not subject to the tiered schedule. Some clients are charged an annual fixed fee, not to exceed $60,000, that is paid monthly or quarterly.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
8350 Meadow Rd., Suite 181, Dallas, TX, 75231
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2012Dismissed
Customer Dispute
December 2011Settled
Other Business Activities
James is the president of Howard, LLP, a CPA firm, since 1981. He spends about half his time on this activity, including 50 hours per month on security trading.
Employment History
Current Registrations
Howard Financial Services, LTD.
July 1994 - Present · 31 yrs 8 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.