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John Scott

Cef Advisors
25 Years of Experience
Henrico, VA
2 Disclosures
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John Scott is a registered investment advisor at Cef Advisors, based in Henrico, VA, with 25 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 94 clients with $190M in assets under management.

Cef Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
94 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$186.3M

Fee Structure

Minimum Investment:$2.5M
Investment management only (planning not offered)
Minimum Annual Fee:$2,500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K2.50%
$50K - $100K2.25%
$100K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.25%
$2.0M - $5.0M1.00%
$5.0M - $10.0M0.85%
$10M+0.65%

Firm offers multiple billing schedules depending on account size and strategy (including separate municipal bond model rates starting at 0.50%). Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Henrico, VA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026
Pending
Customer Dispute
August 2020
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cef Advisors
June 2001 - Present · 25 yrs 4 mos
State Registrations1 state
VA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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