JP
JP

Justin Parker

23 Years of Experience
San Diego, CA
4 DisclosuresBroker

Justin Parker is a registered investment advisor, based in San Diego, CA, with 23 years of industry experience.

Location

3570 Carmel Mountain Road, suite 150, San Diego, CA, 92130

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2021
Closed-No Action
Customer Dispute
July 2018
Settled
Customer Dispute
August 2017
Denied
Customer Dispute
August 2017
Settled
Other Business Activities

Justin is an investment advisor through Kestra Investment Services, LLC and an independent RIA, dedicating about a quarter of his time to investment research and advisory. He also owns two real estate properties.

Employment History
Current Registrations
Kestra Investment Services, LLCBroker
January 2024 - Present · 2 yrs 4 mos
Kestra Private Wealth Services, LLC
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Kestra Investment Services, LLCBroker
October 2021 - February 2022 · 4 mos
Mcbee Advisors, INC.
November 2019 - December 2020 · 1 yr 1 mo
Hilltop Securities INC.Broker
December 2008 - December 2017 · 9 yrs
Hilltop Securities INC.
December 2008 - December 2017 · 9 yrs
M. L. Stern & CO, LLC.
May 2004 - December 2008 · 4 yrs 7 mos
M.L. Stern & CO., LLC.Broker
March 2001 - December 2008 · 7 yrs 9 mos
State Registrations9 states
AZCACONCNVSCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.