Jonathan Haugen is a registered investment advisor at Independent Advisor Alliance, LLC, based in Bismark, ND, with 24 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
4401 Coleman Street, Suite 103, Bismark, ND, 58503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jonathan operates his LPL business under the DBA North Point Financial Planners, dedicating about half of his time. He also provides investment advisory services through Independent Advisor Alliance, spending nearly full-time hours on this activity. Finally, Jonathan is involved with Griswold Holdings for tax/investment purposes, spending minimal time.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
Previous Registrations
LPL Financial LLC
Level Four Advisory Services
LPL Financial LLCBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Thrivent Investment Management INC.Broker
Lutheran Brotherhood Securities CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.