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Katherine Petrelli

National Wealth Management Group, LLC
25 Years of Experience
Palm Coast, FL
1 DisclosureBroker
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Katherine Petrelli is a registered investment advisor at National Wealth Management Group, LLC, based in Palm Coast, FL, with 25 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Divorce Planning, and 9 more. Their firm serves 1,314 clients with $530M in assets under management.

National Wealth Management Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
1,314 clients
Average Client Portfolio
$407K average
Assets Under Management
$534.9M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual advisory fee is 2.25%. Fees are negotiable based on account size, complexity, and overall relationship.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Palm Coast, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Katherine provides back office support to an advisor, spending about half her time on this. She also operates KJP Client Management Services for tax/investment purposes and is an IAR through National Wealth Management Group (NWMG), offering various consulting and wealth management services, dedicating about a quarter of her time to this. Finally, she has a DBA for her LPL business called Alpina Financial Consultants, dedicating nearly full-time hours.

Employment History
Current Registrations
National Wealth Management Group, LLC
January 2016 - Present · 10 yrs 9 mos
LPL Financial LLCBroker
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
National Wealth Management Group, LLC
January 2016 - December 2021 · 5 yrs 11 mos
LPL Financial LLC
January 2009 - March 2016 · 7 yrs 2 mos
Investment Advisors International, INC.
August 2008 - December 2008 · 4 mos
World Group Securities, INC.Broker
April 2002 - December 2008 · 6 yrs 8 mos
Wma Securities, INC.Broker
April 2001 - April 2002 · 1 yr
State Registrations18 states
AZCACTFLGAKYLAMANCNJNVNYOHORPASCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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