David Otto is a CFP-designated registered investment advisor at Otto & Associates, INC., based in Norwich, VT, with 22 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 149 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.3M | 1.00% |
| $1.3M - $2.5M | 0.50% |
| $2.5M+ | 0.25% |
Minimum annual fee of $3,000, negotiable. Current client relationships may exist where the fees are higher or lower than the fee schedule above. A credit against the annual advisory service fee may be granted on an exception basis at the sole discretion of Otto & Associates for cash that Otto & Associates does not expect to invest during the quarter.
Fee Estimator
Location
289 Main St, Norwich, VT, 05055
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Otto & Associates, INC.
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.