Susan Goodell is a CFP-designated registered investment advisor at Otto & Associates, INC., based in Norwich, VT, with 12 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 149 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.3M | 1.00% |
| $1.3M - $2.5M | 0.50% |
| $2.5M+ | 0.25% |
Minimum annual fee of $3,000, negotiable. Current client relationships may exist where the fees are higher or lower than the fee schedule above. A credit against the annual advisory service fee may be granted on an exception basis at the sole discretion of Otto & Associates for cash that Otto & Associates does not expect to invest during the quarter.
Fee Estimator
Contact
Susan Goodell
Location
16 Beaver Meadow Road, Norwich, VT, 05055
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Otto & Associates, INC.
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams