Michael Kiernan is a CFP-designated registered investment advisor at Summit Financial, LLC, based in West Warwick, RI, with 4 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
1350 Division Road, Suite 200, West Warwick, RI, 02893
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is a financial planner and investment advisor representative at The Patriot Financial Group, Inc. and a financial advisor at Ivy Wealth Advisors, both full-time positions. He also volunteers as a league manager and site administrator for GGRI, spending minimal time on this activity.
Employment History
Current Registrations
Summit Financial, LLC
Previous Registrations
Cetera Financial Specialists LLCBroker
The Patriot Financial Group, LLC
Securities America, INC.Broker
Citizens Securities, INC.Broker
Citizens Investment Services
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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