Stephen Cote is a CFP-designated registered investment advisor at Cote Financial Management, based in Wenham, MA, with 22 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 369 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.00% |
| $1.5M - $2.5M | 0.90% |
| $2.5M - $5.0M | 0.80% |
| $5M+ | 0.70% |
Fees are negotiable when assets exceed $2,500,000 or when a client is an accredited investor. Fees may range between 0.50% and 2.0% of assets under management depending on asset composition.
Fee Estimator
Location
Wenham, MA
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Regulatory History (1)
Regulatory
July 2012Employment History
Current Registrations
Cote Financial Management
Previous Registrations
Cote Financial Management
Cote Financial Management
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.