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Scott Notowitz

24 Years of Experience
Boca Raton, FL
Broker

Scott Notowitz is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

595 South Federal Highway, Suite 400, Boca Raton, FL, 33432

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott is a member of the investment committee for the Anti-Defamation League Foundation, providing advice to the foundation's managers. This activity requires minimal time commitment.

Employment History
Current Registrations
Morgan StanleyBroker
September 2016 - Present · 9 yrs 8 mos
Morgan Stanley
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2009 - September 2016 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2009 - September 2016 · 7 yrs 3 mos
UBS Financial Services INC.
September 2003 - July 2009 · 5 yrs 10 mos
UBS Financial Services INC.Broker
September 2003 - July 2009 · 5 yrs 10 mos
Wachovia Securities, LLC
July 2003 - September 2003 · 2 mos
Wachovia Securities, LLCBroker
July 2003 - September 2003 · 2 mos
Prudential Securities Incorporated
May 2001 - July 2003 · 2 yrs 2 mos
Prudential Securities IncorporatedBroker
May 2001 - July 2003 · 2 yrs 2 mos
State Registrations29 states
ALAZCACOCTDCDEFLGAILINLAMAMDMEMINCNJNMNVNYOHORPARISCTNTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Scott Notowitz - Financial Advisor | TrueAdvisor