DG
ChFC
DG
ChFC

Derrick Gin

24 Years of Experience
Irvine, CA
1 DisclosureBroker

Derrick Gin is a ChFC-designated registered investment advisor at Morgan Stanley, based in Irvine, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1901 Main Street, Suite 700, Irvine, CA, 92614

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History

Regulatory History (1)
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Customer Dispute
July 2015
Denied
Employment History
Current Registrations
Morgan Stanley
July 2025 - Present · 10 mos
Morgan StanleyBroker
July 2025 - Present · 10 mos
Previous Registrations
J.P. Morgan Securities LLC
May 2014 - July 2025 · 11 yrs 2 mos
J.P. Morgan Securities LLCBroker
May 2014 - July 2025 · 11 yrs 2 mos
Citigroup Global Markets INC.
October 2011 - May 2014 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
October 2011 - May 2014 · 2 yrs 7 mos
Signature Resources Capital Management, LLC
March 2011 - July 2011 · 4 mos
Signator Investors, INC.
March 2009 - February 2011 · 1 yr 11 mos
Signator Investors, INC.Broker
February 2009 - July 2011 · 2 yrs 5 mos
MML Investors Services, INC.
May 2006 - March 2009 · 2 yrs 10 mos
MML Investors Services, INC.Broker
April 2004 - March 2009 · 4 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
April 2001 - April 2004 · 3 yrs
Robert W. Baird & CO. IncorporatedBroker
April 2001 - January 2002 · 9 mos
State Registrations20 states
CACOCTDEFLHIILMAMTNCNJNMNVNYPASCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.