DG
ChFC
DG
ChFC

Derrick Gin

25 Years of Experience
Irvine, CA
1 DisclosureBroker

Derrick Gin is a ChFC-designated registered investment advisor at Morgan Stanley, based in Irvine, CA, with 25 years of industry experience. Derrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

1901 Main Street, Suite 700, Irvine, CA, 92614

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2015
Denied
Employment History
Current Registrations
Morgan Stanley
July 2025 - Present · 1 yr 3 mos
Morgan StanleyBroker
July 2025 - Present · 1 yr 3 mos
Previous Registrations
J.P. Morgan Securities LLC
May 2014 - July 2025 · 11 yrs 2 mos
J.P. Morgan Securities LLCBroker
May 2014 - July 2025 · 11 yrs 2 mos
Citigroup Global Markets INC.
October 2011 - May 2014 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
October 2011 - May 2014 · 2 yrs 7 mos
Signature Resources Capital Management, LLC
March 2011 - July 2011 · 4 mos
Signator Investors, INC.
March 2009 - February 2011 · 1 yr 11 mos
Signator Investors, INC.Broker
February 2009 - July 2011 · 2 yrs 5 mos
MML Investors Services, INC.
May 2006 - March 2009 · 2 yrs 10 mos
MML Investors Services, INC.Broker
April 2004 - March 2009 · 4 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
April 2001 - April 2004 · 3 yrs
Robert W. Baird & CO. IncorporatedBroker
April 2001 - January 2002 · 9 mos
State Registrations20 states
CACOCTDEFLHIILMAMTNCNJNMNVNYPASCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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