Viyana Kwak is a CFP-designated registered investment advisor at Morgan Stanley, based in Kirkland, WA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4000 Carillon Point, Suite 600, Kirkland, WA, 98033
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
October 2015 - Present · 10 yrs 9 mos
Morgan Stanley
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
D.A. Davidson & CO.Broker
October 2010 - August 2015 · 4 yrs 10 mos
D.A. Davidson & CO.
October 2010 - August 2015 · 4 yrs 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2010 · 1 yr 4 mos
Citigroup Global Markets INC.
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
May 2008 - June 2009 · 1 yr 1 mo
RBC Capital Markets Corporation
October 2006 - March 2008 · 1 yr 5 mos
RBC Capital Markets CorporationBroker
September 2002 - March 2008 · 5 yrs 6 mos
U.S. Bancorp Investments, INC.Broker
June 2002 - September 2002 · 3 mos
Banc of America Investment Services, INC.Broker
May 2001 - April 2002 · 11 mos
State Registrations50 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.