Jianmin Gu is a registered investment advisor at Morgan Stanley, based in Kirkland, WA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4000 Carillon Point, Suite 600, Kirkland, WA, 98033
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Regulatory History (2)
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Customer Dispute
August 2025Denied
Customer Dispute
July 2020Settled
Other Business Activities
Jianmin owns multiple rental properties in Washington and Nevada, including through Eagle Eyes Long Holding LLC. Jianmin dedicates minimal time to property management for these investments.
Employment History
Current Registrations
Morgan StanleyBroker
August 2018 - Present · 7 yrs 9 mos
Morgan Stanley
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Hsbc Securities (USA) INC.
October 2013 - June 2018 · 4 yrs 8 mos
Hsbc Securities (USA) INC.Broker
October 2013 - June 2018 · 4 yrs 8 mos
Transamerica Financial Advisors, INC.
May 2012 - September 2013 · 1 yr 4 mos
Transamerica Financial Advisors, INCBroker
May 2012 - September 2013 · 1 yr 4 mos
Rampart Financial Services, INC.Broker
March 2010 - December 2011 · 1 yr 9 mos
Signator Investors, INC.
January 2010 - March 2010 · 2 mos
Signator Investors, INC.Broker
August 2009 - March 2010 · 7 mos
AXA Advisors, LLCBroker
March 2009 - July 2009 · 4 mos
State Registrations27 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.