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Gino Gonzalez

Morgan Stanley
24 Years of Experience
Beverly Hills, CA
1 DisclosureBroker
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Gino Gonzalez is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 24 years of industry experience. Gino is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2011
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan StanleyBroker
April 2016 - Present · 10 yrs 6 mos
Morgan Stanley
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2010 - April 2016 · 6 yrs 3 mos
UBS Financial Services INC.
January 2010 - April 2016 · 6 yrs 3 mos
UBS International INC.
August 2008 - January 2010 · 1 yr 5 mos
UBS International INC.Broker
March 2008 - January 2010 · 1 yr 10 mos
Hsbc Securities (USA) INC.Broker
January 2005 - May 2008 · 3 yrs 4 mos
Hsbc Brokerage (USA) INC.Broker
March 2002 - January 2005 · 2 yrs 10 mos
State Registrations33 states
ALAZCACOCTDCDEFLGAHIIDILKYLAMAMDMINCNJNMNVNYOHORPATNTXVAVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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