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Gino Gonzalez
24 Years of Experience
Beverly Hills, CA
1 DisclosureBroker
Gino Gonzalez is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2011Settled
Employment History
Current Registrations
Morgan StanleyBroker
April 2016 - Present · 10 yrs 5 mos
Morgan Stanley
April 2016 - Present · 10 yrs 5 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2010 - April 2016 · 6 yrs 3 mos
UBS Financial Services INC.
January 2010 - April 2016 · 6 yrs 3 mos
UBS International INC.
August 2008 - January 2010 · 1 yr 5 mos
UBS International INC.Broker
March 2008 - January 2010 · 1 yr 10 mos
Hsbc Securities (USA) INC.Broker
January 2005 - May 2008 · 3 yrs 4 mos
Hsbc Brokerage (USA) INC.Broker
March 2002 - January 2005 · 2 yrs 10 mos
State Registrations33 states
ALAZCACOCTDCDEFLGAHIIDILKYLAMAMDMINCNJNMNVNYOHORPATNTXVAVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.