CK
CK
Casey Knowles is a registered investment advisor at Morgan Stanley, based in Stockton, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3421 Brookside Road, Suite A, Stockton, CA, 95219
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2013Denied
Customer Dispute
February 2009Denied
Other Business Activities
Casey has multiple real estate ventures, including rental properties and a vineyard. These activities involve passive ownership and administrative tasks.
Employment History
Current Registrations
Morgan Stanley
May 2016 - Present · 10 yrs
Morgan StanleyBroker
May 2016 - Present · 10 yrs
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
May 2016 - May 2016 · 0 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2016 - May 2016 · 0 mos
Morgan StanleyBroker
June 2009 - May 2016 · 6 yrs 11 mos
Morgan Stanley
June 2009 - May 2016 · 6 yrs 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2002 - April 2007 · 5 yrs 2 mos
Morgan Stanley Dw INC.Broker
April 2001 - April 2007 · 6 yrs
State Registrations26 states
ARAZCACOFLGAHIIDILKYMDMNMTNCNJNMNVNYOHOKORTNTXVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.