Shaun O'connor
Shaun O'connor is a registered investment advisor at Equitable Advisors, LLC, based in Conshohocken, PA, with 25 years of industry experience. Shaun is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 73,011 clients with $42B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.
For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.
When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.
Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.
Location
15 E Ridge Pike, Conshohocken, PA, 19428
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Regulatory History (1)
Customer Dispute
August 2008Other Business ActivitiesSells Insurance
Shaun is an independent insurance agent selling various insurance products through Firstrust Financial Resources, dedicating a few hours per week. He is also an Investment Advisor Representative with Firstrust Financial Advisors, spending minimal time on this role.
Employment History
Current Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Previous Registrations
Firstrust Financial Advisors
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metlife Securities INC.
Metlife Securities, INCBroker
Equity Services, INC.Broker
Esi Financial Advisors
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
AXA Advisors, LLCBroker
Shamrock Partners, LTDBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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