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Brian Mariash

UBS Financial Services INC.
25 Years of Experience
Sarasota, FL
2 DisclosuresBroker
View SEC Summary
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Brian Mariash is a registered investment advisor at UBS Financial Services INC., based in Sarasota, FL, with 25 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

Sarasota, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Settled
Customer Dispute
November 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian is the owner of a welcome service for new movers in Sarasota, dedicating minimal time. He also serves as a director on an advisory council for the Child Protection Center, a charitable organization, and is a partner in Mariash Properties LLC, a shell LLC for real estate holding.

Employment History
Current Registrations
UBS Financial Services INC.Broker
February 2023 - Present · 3 yrs 8 mos
UBS Financial Services INC.
February 2023 - Present · 3 yrs 8 mos
UBS Financial Services INC.
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - March 2023 · 14 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - March 2023 · 14 yrs 6 mos
Morgan Stanley & CO. Incorporated
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley
August 2004 - April 2007 · 2 yrs 8 mos
Morgan Stanley Dw INC.Broker
July 2004 - April 2007 · 2 yrs 9 mos
A. G. Edwards & Sons, INC.
December 2003 - August 2004 · 8 mos
A. G. Edwards & Sons, INC.Broker
April 2002 - August 2004 · 2 yrs 4 mos
Gunnallen Financial, INCBroker
March 2001 - April 2002 · 1 yr 1 mo
State Registrations28 states
ALARAZCACTDEFLGAILLAMAMDMEMIMONCNHNJNMNVNYOHPASCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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