JM
JM

John Murphy

25 Years of Experience
East Hills, NY
2 DisclosuresBrokerSells Insurance

John Murphy is a registered investment advisor at MML Investors Services, LLC, based in East Hills, NY, with 25 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2200 Northern Blvd, Suite 200, East Hills, NY, 11548

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2020
Settled
Customer Dispute
December 2016
Denied
Other Business ActivitiesSells Insurance

John is involved in outside insurance sales, including life, property & casualty, health, group life & health, and fixed annuities, dedicating minimal time to this activity. He also owns John T. Murphy Enterprises LLC for payroll and business acquisition payments, and The Murphy Financial Group, LLC for tax purposes, both requiring minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
December 2021 - Present · 4 yrs 10 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
MML Investors Services, LLC
August 2019 - December 2021 · 2 yrs 4 mos
Msi Financial Services, INC.Broker
July 2008 - March 2017 · 8 yrs 8 mos
Edward Jones
September 2007 - July 2008 · 10 mos
Edward JonesBroker
February 2005 - July 2008 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
June 2001 - January 2005 · 3 yrs 7 mos
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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