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David Sanders

24 Years of Experience
Hurst, TX
2 DisclosuresBroker

David Sanders is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hurst, TX, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1401 Precinct Line Rd, Hurst, TX, 76053

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Settled
Customer Dispute
March 2006
Settled
Other Business Activities

David owns another business, dedicating minimal time to it. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2004 - Present · 21 yrs 11 mos
Ameriprise Financial Services, LLCBroker
May 2001 - Present · 25 yrs
Ameriprise Financial Services, LLC
May 2001 - Present · 25 yrs
Previous Registrations
Ids Life Insurance CompanyBroker
May 2001 - July 2006 · 5 yrs 2 mos
State Registrations17 states
CADCFLGAILMDMINCNENYOKPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.