RO
RO

Robert Obrien

16 Years of Experience
Tulsa, OK
2 DisclosuresBroker

Robert Obrien is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tulsa, OK, with 16 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

4765 E 91st St, Ste 150, Tulsa, OK, 74137

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
December 2023
Pending Charge
Criminal
May 2006
Final Disposition
Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2016 - Present · 10 yrs 2 mos
Ameriprise Financial Services, LLCBroker
May 2016 - Present · 10 yrs 2 mos
Ameriprise Financial Services, LLC
May 2016 - Present · 10 yrs 2 mos
Previous Registrations
Tiaa-Cref Advice and Planning Services
December 2014 - March 2016 · 1 yr 3 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
December 2014 - March 2016 · 1 yr 3 mos
Ameriprise Financial Services, INC.
May 2011 - August 2014 · 3 yrs 3 mos
Ameriprise Financial Services, INC.Broker
March 2010 - August 2014 · 4 yrs 5 mos
Thrivent Investment Management INC.Broker
April 2008 - September 2008 · 5 mos
State Registrations5 states
ILMAMNOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Obrien - Financial Advisor | TrueAdvisor