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TrueAdvisor
DW
DW

Dennis Franklin Webb

Associated Investment Services, INC.
24 Years of Experience
2 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Associated Investment Services, INC.
Compensation
Fee-Only (AUM)
Firm Size
40 advisors
Number of Clients
3,655 clients
Average Client Portfolio
$274K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$5K

Location

2645 N Mayfair Road, Wauwatosa, WI, 53226

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2014
Settled
Customer Dispute
March 2013
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dennis is a landlord for a rental property since 2007. He spends minimal time on this activity.

Employment History
Current Registrations
Associated Investment Services, INC.
September 2012 - Present · 13 yrs 5 mos
Associated Investment Services, INC.Broker
August 2005 - Present · 20 yrs 6 mos
Previous Registrations
Foresters Equity Services, INC.Broker
May 2001 - July 2005 · 4 yrs 2 mos
State Registrations13 states
AZCACOFLILINMIMONESCSDTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.