Richard Pogue is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Clackamas, OR, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10121 SE Sunnyside Rd, Ste 320, Clackamas, OR, 97015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard has an auto hobby business, Pogue Automobilla Collection, dedicating minimal time. He also operates under two DBAs for his LPL business: Northwest Investment & Insurance Consulting (full-time) and Byrd Financial Group (about 10-20% of his time). Finally, he has an unemployment insurance business, Northwest Investment & Insurance Consulting, LLC, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Global Retirement Partners LLC
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
M Holdings Securities, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
AXA Advisors, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.