Jue-Hua Yau
Jue-Hua Yau is a registered investment advisor at LPL Financial LLC, based in Happy Valley, OR, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Happy Valley, OR
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Regulatory History (2)
Regulatory
May 2021Employment Separation After Allegations
May 2020Other Business ActivitiesSells Insurance
Jue-Hua owns rental properties in Albany and Corvallis, Oregon, dedicating minimal time to these activities. Jue-Hua is also a board member and president of Rotary Foundations, spends full-time as a financial advisor through Holistic Financial Solutions with Rae Yau LLC, and sells life/health and variable insurance products in multiple states.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Edward Jones
Edward JonesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.