Joseph Jimenez
Joseph Jimenez is a registered investment advisor at LPL Financial LLC, based in Mckinney, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Mckinney, TX
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2014Other Business Activities
Joseph operates under the DBA Toro Wealth Management for his LPL business since 2014. This investment-related activity takes nearly all of Joseph's time during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Bear, Stearns & CO. INC.Broker
Wachovia Securities, LLCBroker
Banc of America Investment Services, INC.Broker
Banc One Securities CorporationBroker
Fidelity Brokerage Services LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.