Mario Barone
Mario Barone is a registered investment advisor at LPL Financial LLC, based in Mckinney, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1700 N. Redbud Blvd Ste 130, Mckinney, TX, 75069
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2024Other Business ActivitiesSells Insurance
Mario has several business activities, including working for First United Wealth Management, First United Trust Dept., and First United Investment Services. He also works as an insurance agent for Simplicity Life and Alpha Solutions Management, spending a few hours per week on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Howard Financial Services, LTD.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Bosc, INC.Broker
American Express Financial Advisors INC.Broker
Ids Financial Services INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.