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Nikolaus Friedrich

Capital Client Group, INC.
24 Years of Experience
San Antonio, TX
1 DisclosureBroker
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Nikolaus Friedrich is a registered investment advisor at Capital Client Group, INC., based in San Antonio, TX, with 24 years of industry experience. Nikolaus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Capital Client Group, INC.
Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3500 Wiseman Blvd, San Antonio, TX, 78251-4321

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History

Regulatory History (1)
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Criminal
July 1995
Final Disposition
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Other Business Activities

Nikolaus is an election judge for the Bexar County Texas Elections Department since 2020, managing a voting site. This requires about 20 hours twice a year in May and November.

Employment History
Current Registrations
Capital Client Group, INC.
September 2014 - Present · 11 yrs 8 mos
Capital Client Group, INC.
September 2014 - Present · 11 yrs 8 mos
Capital Client Group, INC.Broker
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
Fidelity Investments Institutional Services Company, INC.Broker
June 2007 - August 2014 · 7 yrs 2 mos
Strategic Advisers, INC.
October 2005 - November 2009 · 4 yrs 1 mo
Fidelity Brokerage Services LLCBroker
June 2001 - May 2007 · 5 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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