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Peter Green

J.P. Morgan Securities LLC
24 Years of Experience
Berkeley, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Peter Green is a registered investment advisor at J.P. Morgan Securities LLC, based in Berkeley, CA, with 24 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1870 Solano Avenue, Berkeley, CA, 94707

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2016
Denied
Customer Dispute
October 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Peter is an assistant water polo coach for DART Solano Water Polo and a high school water polo coach for Fairfield Suisun Unified School District - Rodriguez High School. These activities require minimal time and are not investment-related.

Employment History
Current Registrations
J.P. Morgan Securities LLC
January 2015 - Present · 11 yrs 9 mos
J.P. Morgan Securities LLCBroker
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
Citigroup Global Markets INC.Broker
August 2014 - January 2015 · 5 mos
Citigroup Global Markets INC.
August 2014 - January 2015 · 5 mos
Wells Fargo Advisors, LLCBroker
January 2011 - August 2014 · 3 yrs 7 mos
Wells Fargo Advisors, LLC
January 2011 - August 2014 · 3 yrs 7 mos
Wells Fargo Investments, LLC
July 2007 - January 2011 · 3 yrs 6 mos
Wells Fargo Investments, LLCBroker
May 2007 - January 2011 · 3 yrs 8 mos
Wm Financial Services, INC.Broker
September 2004 - May 2007 · 2 yrs 8 mos
Atlas Securities, INC.Broker
June 2004 - September 2004 · 3 mos
Wm Financial Services, INC.Broker
October 2003 - June 2004 · 8 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
April 2001 - September 2002 · 1 yr 5 mos
State Registrations24 states
AKAZCACOCTDCFLGAHIIDILLAMDMIMNNCNJNVNYOHORPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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