Marc Rosenthal
Marc Rosenthal is a registered investment advisor at Eagle Strategies LLC, based in Williamsville, NY, with 24 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
Location
New York Life Insurance, 6700 Main Street, Williamsville, NY, 14221-7051
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2019Customer Dispute
February 2014Other Business ActivitiesSells Insurance
Marc is an insurance broker appointed with outside carriers for non-registered insurance products, operating under the name ROI Financial Group. He also owns several real estate holding companies and is involved with Kaleida Health Foundation and Amherst Youth Hockey Association, dedicating minimal time to each.
Employment History
Current Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.