MD
MD

Maureen Decker

21 Years of Experience
Norwalk, CT
BrokerSells Insurance

Maureen Decker is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Norwalk, CT, with 21 years of industry experience. Maureen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
456 advisors
Number of Clients
31,522 clients
Average Client Portfolio
$246K average
Assets Under Management
$7.8B

Fee Structure

HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.

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Location

50 Washington St, Norwalk, CT, 06854

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Maureen is an insurance agent for Wealth Continuum Group and Prime Financial Services, spending a few hours per week on each. She also works as a tax preparer (about 10-20% of her time), is an employee for the Town of Redding Connecticut, and provides student loan analysis services (both minimal time commitments).

Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
October 2020 - Present · 5 yrs 9 mos
Hornor, Townsend & Kent, LLCBroker
July 2020 - Present · 6 yrs
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
May 2018 - March 2020 · 1 yr 10 mos
Himco Distribution Services CompanyBroker
November 2013 - April 2015 · 1 yr 5 mos
Piper Jaffray & CO.Broker
August 2010 - June 2012 · 1 yr 10 mos
Fiduciary Asset Management LLC
December 2009 - November 2013 · 3 yrs 11 mos
Invesco Aim Distributors, INC.Broker
December 2007 - October 2009 · 1 yr 10 mos
At Investor Services, INC.Broker
July 2005 - December 2007 · 2 yrs 5 mos
Amvescap Services, INC.Broker
December 2002 - July 2005 · 2 yrs 7 mos
Deutsche Bank Securities INC.Broker
May 2001 - November 2002 · 1 yr 6 mos
State Registrations10 states
CACTFLMAMDMONJNYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Maureen Decker - Financial Advisor | TrueAdvisor