Daniel Lodes
Daniel Lodes is a registered investment advisor at Integrity Alliance, LLC, based in Punta Gorda, FL, with 24 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
2000 Rio De Janeiro Ave, Suite 4, Punta Gorda, FL, 33983
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2014Customer Dispute
October 2013Customer Dispute
July 2013Other Business ActivitiesSells Insurance
Daniel operates under the DBA Wealth Advisors Group Inc., focusing on securities business, sales, and financial services, dedicating most of his time to this activity. He also works as an insurance agent selling fixed and life insurance, spending about 10-20% of his time on this.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC.
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
NFP Securities, INC.
NFP Securities, INC.Broker
Sii Investments, INC.
Sii Investments, INC.Broker
Salomon Smith Barney INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.