Charles Carlson is a CFA-designated registered investment advisor at Horizon Investment Services, LLC., based in Hammond, IN, with 25 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 334 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $4.0M | 1.10% |
| $4.0M - $6.0M | 0.95% |
| $6M+ | 0.80% |
All fees are subject to negotiation. Investment sub-advisory and wrap program clients are charged between 0.25% and 0.65%.
Fee Estimator
Location
7412 Calumet Avenue, Hammond, IN, 46324
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is a member of Highland Park Equity, LLC, an investment holding company, since April 2019. He dedicates minimal time to this activity.
Employment History
Current Registrations
Horizon Investment Services, LLC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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