NH
NH

Nicholas Hester

21 Years of Experience
Cottleville, MO
1 DisclosureBrokerSells Insurance

Nicholas Hester is a registered investment advisor, based in Cottleville, MO, with 21 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Cottleville, MO

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History

Regulatory History (1)
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Customer Dispute
January 2018
Settled
Other Business ActivitiesSells Insurance

Nicholas owns NJAB, LLC dba Royalty Financial Group, which offers fixed products, and Term Life LLC dba StL Term, which provides term life quotes. He is also an IAR with First Heartland Consultants, Inc. and a high school basketball official.

Employment History
Current Registrations
First Heartland Capital, INC.Broker
November 2019 - Present · 6 yrs 11 mos
First Heartland Consultants, INC.
November 2019 - Present · 6 yrs 11 mos
Previous Registrations
Prudential Financial Planning Services
January 2017 - December 2017 · 11 mos
Pruco Securities, LLC.Broker
January 2017 - December 2017 · 11 mos
The Leaders Group, INC.Broker
July 2004 - January 2017 · 12 yrs 6 mos
Edward JonesBroker
September 2002 - June 2004 · 1 yr 9 mos
State Registrations4 states
AZCOINMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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