TrueAdvisor
TrueAdvisor
JG
CFP
JG
CFP

Jose Garza

Simplicity Wealth
19 Years of Experience
Scottsdale, AZ
View SEC Summary
View SEC Summary

Jose Garza is a CFP-designated registered investment advisor at Simplicity Wealth, based in Scottsdale, AZ, with 19 years of industry experience. Jose operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 8,494 clients with $4.3B in assets under management.

Simplicity Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
208 advisors
Number of Clients
8,494 clients
Average Client Portfolio
$503K average
Assets Under Management
$4.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees generally range from 0.10% to 2.00% of assets under management. Platform fees range from 0.10% to 0.60%, and third-party model manager fees range from 0.00% to 1.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8767 E Via de Ventura, Suite 240, Scottsdale, AZ, 85258

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Simplicity Wealth
April 2026 - Present · 6 mos
Previous Registrations
Strategy Financial Group
May 2025 - January 2026 · 8 mos
Charles Schwab & CO., INC.Broker
June 2022 - May 2025 · 2 yrs 11 mos
Charles Schwab & CO., INC.
June 2022 - May 2025 · 2 yrs 11 mos
J.P. Morgan Securities LLC
September 2020 - May 2022 · 1 yr 8 mos
J.P. Morgan Securities LLCBroker
September 2020 - May 2022 · 1 yr 8 mos
Schwab Private Client Investment Advisory, INC.
June 2018 - September 2020 · 2 yrs 3 mos
Charles Schwab & CO., INC.Broker
March 2018 - September 2020 · 2 yrs 6 mos
Charles Schwab & CO., INC.
March 2018 - March 2020 · 2 yrs
Bbva Wealth Solutions INC.
April 2017 - September 2017 · 5 mos
Bbva Securities INC.Broker
April 2017 - September 2017 · 5 mos
Mercer Global Advisors INC.
September 2015 - April 2016 · 7 mos
USAA Financial Advisors, INC.Broker
November 2014 - August 2015 · 9 mos
USAA Financial Planning Services
November 2014 - August 2015 · 9 mos
Tiaa-Cref Advice and Planning Services
March 2008 - October 2014 · 6 yrs 7 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
May 2007 - October 2014 · 7 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
November 2006 - April 2007 · 5 mos
Lincoln Financial Advisors Corporation
November 2006 - April 2007 · 5 mos
Amerivest Investment Management, LLC
May 2006 - November 2006 · 6 mos
TD Ameritrade, INC.
July 2005 - November 2006 · 1 yr 4 mos
TD Ameritrade, INC.Broker
May 2005 - November 2006 · 1 yr 6 mos
U.S. Bancorp Investments, INC.Broker
October 2004 - May 2005 · 7 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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