Strategy Financial Services, LLC is an investment management and financial consulting firm based in Phoenix, Arizona. Founded in 2012, Strategy Financial provides discretionary investment advice and financial consulting to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm specializes in conservative investing with a core focus on income planning and risk management. Strategy Financial allocates client assets across various model portfolios sub-advised by AE Wealth Management. In addition to investment management, the firm offers financial consulting on topics such as tax planning, insurance planning, retirement planning, and estate planning. Strategy Financial also recommends fixed annuities and specialized strategies like direct indexing and private placements where appropriate.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.80% |
| $1.0M - $3.0M | 1.55% |
| $3M+ | 1.30% |
Fees are not tiered; the stated percentage applies to the entire balance when crossing thresholds. Fees are negotiable at the sole discretion of the firm. Direct indexing models carry additional flat annual fees of $250 or $500.