Jason Rossi
Jason Rossi is a registered investment advisor at LPL Financial LLC, based in Massapequa, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
534 North Hawthorne St, Massapequa, NY, 11758
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2022Customer Dispute
March 2020Customer Dispute
January 2004Other Business Activities
Jason owns two rental real estate properties in Florida since March 2024. These activities are investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Aegis Capital CORP.Broker
Global Arena Capital CORPBroker
Prestige Financial Center, INC.Broker
The Concord Equity Group, LLCBroker
Gunnallen Financial, INCBroker
S.W. Bach & CompanyBroker
Harrison Securities, INC.Broker
Ladenburg Capital Management INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.