Mark Jones is a CFP-designated registered investment advisor, based in Charlotte, NC, with 13 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History (1)
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Customer Dispute
November 2024Closed-No Action
Other Business Activities
Mark is an employee of The Vanguard Group, Inc.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
October 2019 - Present · 6 yrs 9 mos
Vanguard Marketing Corporation
October 2019 - Present · 6 yrs 9 mos
Vanguard Advisers, INC.
October 2019 - Present · 6 yrs 9 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - May 2008 · 1 yr 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - May 2008 · 1 yr 1 mo
Morgan Stanley
August 2003 - April 2007 · 3 yrs 8 mos
Morgan Stanley Dw INC.Broker
August 2003 - April 2007 · 3 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2001 - September 2003 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2001 - September 2003 · 2 yrs 3 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.