Jonathan Penta
Jonathan Penta is a registered investment advisor at Empirical Asset Management, LLC, based in Wellesley, MA, with 24 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 434 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Empirical Asset Management's (EAM) investment management fees range from 0.20% to 2.00% annually, based on the complexity of services, level of assets managed, and the overall relationship with EAM. Fees are paid quarterly, in advance, based on the market value of assets at the end of the prior quarter. Fees may be negotiable at EAM's discretion.
Location
57 River Street, Suite 301, Wellesley, MA, 02481
Get directionsHistory
Regulatory History (3)
Regulatory
January 2022Customer Dispute
May 2019Employment Separation After Allegations
April 2019Employment History
Current Registrations
Empirical Asset Management, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Savior Wealth
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.