Robert Lee
Robert Lee is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Minneapolis, MN, with 24 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
225 S 6th St Ste 4500, Minneapolis, MN, 55402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Gradient Wealth Management
Gradient Securities, LLCBroker
Valmark Advisers, INC.
Valmark Securities, INC.Broker
Woodbury Financial Services, INC.Broker
Hartford Equity Sales Company INC.Broker
Hartford Investment Financial Services, LLCBroker
Woodbury Financial Services, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.