PC
PC
Patricia Cockell
24 Years of Experience
Bend, OR
1 DisclosureBroker
Patricia Cockell is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bend, OR, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
Bend, OR
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Regulatory History (1)
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Customer Dispute
March 2008Settled
Other Business Activities
Patricia is the owner of PC Wealth Management LLC, which serves as a support company/DBA. She dedicates minimal time to this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2019 - Present · 6 yrs 7 mos
Raymond James Financial Services, INC.
October 2019 - Present · 6 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2009 - October 2019 · 10 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - October 2019 · 10 yrs 8 mos
Citigroup Global Markets INC.
August 2001 - March 2009 · 7 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2001 - March 2009 · 7 yrs 10 mos
State Registrations14 states
ARAZCACOFLILKSMTNMNVORPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.