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Stanley Hauxwell

Raymond James Financial Services Advisors, INC
47 Years of Experience
Bend, OR
1 DisclosureBroker
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Stanley Hauxwell is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bend, OR, with 47 years of industry experience. Stanley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

121 NW Greenwood Avenue, Suite 101, Bend, OR, 97703

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stanley is a part-owner of Forty Creek Investments, set up for compensation from RJ, and spends minimal time on it. He also owns rental real estate, which is investment-related, and spends minimal time on it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2017 - Present · 9 yrs 2 mos
Raymond James Financial Services, INC.Broker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
RBC Capital Markets, LLCBroker
March 1998 - July 2011 · 13 yrs 4 mos
Dain Rauscher IncorporatedBroker
October 1983 - March 1998 · 14 yrs 5 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - November 1983 · 3 yrs 10 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
May 1979 - January 1980 · 8 mos
State Registrations21 states
AZCACOCTFLGAIDKSMNMOMTNMNVOKORTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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