Aaron Baker
Aaron Baker is a registered investment advisor at Baker & Associates Registered Investment Advisors, LLC, based in San Leandro, CA, with 18 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $140K in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
San Leandro, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Aaron has investment sales agreements with Brinker Capital and Verity Advisors, and insurance sales agreements with Teachers Pensions, SYNCIS, and WFGHost. He estimates that insurance sales and business consulting each consume about 30% of his time, while financial advising takes up 40%.
Employment History
Current Registrations
Baker & Associates Registered Investment Advisors, LLC
Previous Registrations
Baker & Associates Investment Advisors
Metlife Securities INC.
Symetra Investment Services, INC.
Ing Financial Partners, INC
Baker & Associates Investment Advisors
Aig Retirement Advisors, INC.
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations1 state
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