Thomas Hickman is a registered investment advisor at LPL Financial LLC, based in Madison, MS, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
147 Republic St., Ste 105, Madison, MS, 39110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas operates two DBAs for his LPL business: Fairway Financial Management, LLC (since 2015) and Hickman Woodruff Wealth Management (since 2020). These activities are investment-related and take up nearly all of Thomas's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Bancorpsouth Investment Services, INC.Broker
Bancorpsouth Investment Services, INC.
Amsouth Investment Management Company LLC
Amsouth Investment Services, INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
H&r Block Financial Advisors, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.