Lakshmi Nagarajan
Lakshmi Nagarajan is a CFP-designated registered investment advisor at Holistic Wealth Advisors, based in Clifton Park, NY, with 24 years of industry experience. Lakshmi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning, and 1 more. Their firm serves 654 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HWA provides ongoing investment advice and management for assets in client accounts. The maximum annual advisory fee is 1.50% for advisor-managed non-wrap accounts. In limited cases, HWA may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 1.50% of the assets under management. Fees are negotiable. Clients also pay transaction charges to the broker-dealer, not HWA.
Location
5 Southside Drive, Suite 204, Clifton Park, NY, 12065
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lakshmi operates Holistic Wealth Advisors as a DBA for her LPL business and provides investment advisory services through Holistic Wealth Advisors, an independent investment advisor firm, spending a significant amount of time on these activities. She also receives non-variable insurance trails and works as an agent for non-variable insurance products through The Albany Agency, Ash Brokerage, and AIB Advisors Insurance Brokers.
Employment History
Current Registrations
Holistic Wealth Advisors
LPL Financial LLCBroker
Previous Registrations
Stratos Wealth Partners, LTD
Cetera Investment Advisers LLC
Holistic Wealth Advisors, LLC
Cetera Investment Advisers LLC
Hochman & Baker Securities, INC.Broker
Cetera Financial Specialists LLCBroker
Capital Brokerage CorporationBroker
Ge Investment Distributors, INCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.