Sue Donovan
Sue Donovan is a registered investment advisor at Holistic Wealth Advisors, based in Clifton Park, NY, with 45 years of industry experience. Sue operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning, and 1 more. Their firm serves 654 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HWA provides ongoing investment advice and management for assets in client accounts. The maximum annual advisory fee is 1.50% for advisor-managed non-wrap accounts. In limited cases, HWA may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 1.50% of the assets under management. Fees are negotiable. Clients also pay transaction charges to the broker-dealer, not HWA.
Location
5 Southside Drive, Suite 204, Clifton Park, NY, 12065
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2008Other Business Activities
Sue is affiliated with Stratos Wealth Partners and Holistic Wealth Advisors as an Investment Advisor Representative (IAR), providing investment advisory services. These activities take up nearly all of Sue's time.
Employment History
Current Registrations
Holistic Wealth Advisors
LPL Financial LLCBroker
Previous Registrations
Stratos Wealth Partners, LTD
Cetera Financial Specialists LLCBroker
Prime Capital Services, INC.Broker
Fsc Securities CorporationBroker
Ids Marketing CorporationBroker
Ids Life Insurance CompanyBroker
Ids Financial Services INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.