KW
KW
Kristopher Watts
24 Years of Experience
Spokane, WA
Broker
Kristopher Watts is a registered investment advisor at Cetera Investment Advisers LLC, based in Spokane, WA, with 24 years of industry experience. Kristopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
717 West Sprague Avenue, Spokane, WA, 99201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLC
February 2015 - Present · 11 yrs 3 mos
Cetera Investment Advisers LLC
February 2015 - Present · 11 yrs 3 mos
Cetera Investment Services LLCBroker
February 2015 - Present · 11 yrs 3 mos
Previous Registrations
Zions Direct, INC.Broker
May 2007 - February 2015 · 7 yrs 9 mos
Zions Capital Advisors, INC.
May 2007 - February 2015 · 7 yrs 9 mos
Banc of America Investment Services, INC.
November 2005 - May 2007 · 1 yr 6 mos
Banc of America Investment Services, INC.Broker
November 2005 - May 2007 · 1 yr 6 mos
U.S. Bancorp Investments, INC.
May 2005 - November 2005 · 6 mos
U.S. Bancorp Investments, INC.Broker
November 2003 - November 2005 · 2 yrs
Morgan Stanley
January 2002 - October 2003 · 1 yr 9 mos
Morgan Stanley Dw INC.Broker
July 2001 - October 2003 · 2 yrs 3 mos
State Registrations19 states
AZCACOFLHIIDMIMOMTNVOHORSDTNTXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.