Kimberly Jackson is a registered investment advisor, based in Carmel, NY, with 14 years of industry experience.
Location
Carmel, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kimberly is the President of the Mahopac Varsity Cheer Blue and Gold Booster Club, which raises money for cheerleading activities. This requires a few hours per week and occurs outside of normal business hours.
Employment History
Current Registrations
Empower Financial Services, INC.
March 2022 - Present · 4 yrs 2 mos
Empower Advisory Group, LLC
March 2022 - Present · 4 yrs 2 mos
Empower Financial Services, INC.Broker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Thrivent Investment Management INC.
April 2021 - March 2022 · 11 mos
Thrivent Investment Management INC.Broker
April 2021 - March 2022 · 11 mos
Thrivent Investment Management INC.Broker
May 2017 - September 2020 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2006 - February 2008 · 2 yrs
Citigroup Global Markets INC.
February 2006 - February 2008 · 2 yrs
Legg Mason Wood Walker INC
August 2004 - February 2006 · 1 yr 6 mos
Legg Mason Wood Walker, IncorporatedBroker
August 2004 - February 2006 · 1 yr 6 mos
T. Rowe Price Advisory Services, INC.
April 2003 - September 2004 · 1 yr 5 mos
T. Rowe Price Investment Services, INC.Broker
May 2001 - September 2004 · 3 yrs 4 mos
State Registrations3 states
CTMANY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.