Jean Suits is a registered investment advisor at Vanguard Capital, based in Irvine, CA, with 55 years of industry experience. Jean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 183 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
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Fee Structure
Vanguard Capital charges a fee based on a percentage of the assets they manage for you. This fee covers investment advice, supervision, and account maintenance. The exact fee is determined by your Investment Management Agreement and can be negotiated based on factors like account size and portfolio complexity. Financial planning services are included in this advisory fee. The fee is calculated on the value of your portfolio at the end of each quarter and is deducted from your account quarterly.
Location
2030 Main Street, 13th Floor, Irvine, CA, 92614
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Regulatory History (3)
Customer Dispute
June 2008Customer Dispute
April 2001Customer Dispute
December 2000Employment History
Current Registrations
Vanguard Capital
Previous Registrations
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Vanguard Capital
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Morgan Stanley & CO. Incorporated
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State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.