TrueAdvisor
TrueAdvisor
KB
CFP
KB
CFP

Kelly Buchfink

Swmg, LLC
23 Years of Experience
Fort Worth, TX
View SEC Summary
View SEC Summary

Kelly Buchfink is a CFP-designated registered investment advisor at Swmg, LLC, based in Fort Worth, TX, with 23 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 429 clients with $430M in assets under management.

Swmg, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
429 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$430.4M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $5.0M1.00%
$5M+0.95%

Fee for amounts over $5,000,000 reduces by 0.05% for every additional $5 million invested until a minimum fee of 0.50% is reached.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3343 Locke Ave, Ste 107, Fort Worth, TX, 76107

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kelly is a Mary Kay consultant since 1999, selling cosmetics upon request, but currently only for self-use. She devotes minimal time to this non-investment related business.

Employment History
Current Registrations
Swmg, LLC
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
First Command Advisory Services
December 2015 - December 2017 · 2 yrs
First Command Financial Planning, INC.
February 2013 - December 2015 · 2 yrs 10 mos
First Command Financial Planning, INC.
September 2009 - February 2013 · 3 yrs 5 mos
First Command Financial Planning, INC.Broker
August 2009 - December 2017 · 8 yrs 4 mos
First Command Financial Planning, INC.
September 2005 - December 2007 · 2 yrs 3 mos
First Command Bank
January 2005 - September 2005 · 8 mos
First Command Financial Planning, INC.Broker
June 2001 - December 2007 · 6 yrs 6 mos
State Registrations3 states
CACOTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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