SWMG is a registered investment advisory firm based in Fort Worth, Texas, offering investment management and financial planning services to individuals, families, trusts, estates, retirement accounts, and business entities. For investment management, SWMG uses third-party asset managers and model portfolios on a discretionary or non-discretionary basis. Clients can also choose comprehensive or modular financial planning services to address retirement, tax strategies, asset allocation, and risk management. SWMG may recommend affiliated insurance and real estate services, creating potential conflicts of interest that are disclosed to clients. The firm requires clients to hold their accounts at approved custodians such as Charles Schwab or Pershing.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.95% |
Fee for amounts over $5,000,000 reduces by 0.05% for every additional $5 million invested until a minimum fee of 0.50% is reached.